Unit details
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Learning Outcomes
1. | Critically review the major systems of ethics, including the FASEA Codes of Ethics, and their applications in professional practice and development of quality client relationships; | ||
2. | Articulate complex ethical arguments that demonstrate best interest duty and due diligence to dilemmas and opportunities occurring in financial planning practitioner-client relationships; and | ||
3. | Contextualise the values underpinning the FASEA Code and prescribe persuasive solutions to emerging ethical problems using a stakeholder orientation. |
Assessment
Assessment type | Description | Grade |
---|---|---|
Assignment | Ethical and professional standards (500 words) | 10% |
Literature Review | Exploratory literature review (2000 words) | 40% |
Case Study | Application of Best Interest and Due Diligence to a Client-Adviser Dilemma (2500 words) | 50% |
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