FNSINC401 - Apply principles of professional practice to work in the financial services industry

    Unit code: FNSINC401 | Study level: TAFE
    N/A
    Footscray Nicholson
    N/A
    Overview
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    Overview

    This unit describes the skills and knowledge required to identify industry professional approaches to procedures, guidelines, policies and standards, including ethical requirements, and to model and meet expectations of these in all aspects of work.  It applies to individuals who work in senior roles in the financial services industry and underpins other specialist units used in all sectors of the industry.

    Work functions in the occupational areas where this unit may be used are subject to regulatory requirements. Refer to the FNS Implementation Guide Companion Volume or the relevant regulator for specific guidance on requirements.

    Assessment

    For Melbourne campuses

    Assessment tasks will be designed to reinforce and extend knowledge and skill competence within set and controlled parameters in accordance with each unit’s learning outcomes and performance criteria requirements, including the setting of work based practical application tasks designed to provide evidence of competence outcomes, within periodic and scheduled timelines.

    Students will be expected to demonstrate the following required skills:

    • access, interpret and analyse product and service information provided by industry sectors in an effective and timely manner;
    • interpret and comply with relevant financial services legislation, regulations and industry codes of practice, and ethics applicable to the workplace;
    • recognise and implement sustainability principles and work practices;
    • accurately analyse, evaluate and organise relevant information;
    • effectively plan work and maintain a team environment, taking into account any constraints and available resources, and;
    • identify and evaluate appropriate professional development opportunities.

    Note: If a specific volume or frequency is not stated, then evidence must be provided at least once.

    Required reading

    The qualified trainer and assessor will provide teaching and learning materials as required in the form of workbooks produced by the Polytechnic and/or via the Polytechnic e-learning system.

    As part of a course

    This unit is studied as part of the following course(s):

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